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October 22, 2019

Key Senate Banking Investor Protection Letter | Hearing on Oversight of the Status of the Consolidated Audit Trail

The Committee on Banking, Housing, and Urban Affairs met in open session to conduct a hearing entitled “Oversight of the Status of the Consolidated Audit Trail.”  The witnesses were: Ms. Shelly Bohlin, President & Chief Operating Officer of FINRA CAT LLC, FINRA; Ms. Judy McDonald, Chair, CAT NMS Plan Advisory Committee; and Mr. Michael Simon, Chair, CAT NMS Plan Operating Committee.

During the hearing, Sen. Sherrod Brown (D-OH) entered our investment protection letter into the record.

You can view a video of the hearing by clicking here.

You can also view the wide breadth of work Better Markets has completed over the years in the area of CAT by clicking here.

Congressional Activities
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