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January 3, 2020

Better Markets Amicus Brief: XY Planning Network […and others] v. SEC (concerning Regulation Best Interest)

Court: United States Court of Appeals for the Second Circuit

Better Markets Position: Arguing in support of a challenge (by the petitioners) to the SEC’s Regulation Best Interest

Petitioners: XY Planning Network, LLC; Ford Financial Solutions, LLC; State of New York; State of California; State of Connecticut; State of Delaware; State of Maine; District of Columbia; State of New Mexico; and State of Oregon

v.

Respondents: United States Securities and Exchange Commission and Walter Clayton, in his official capacity as Chairman of the United States Securities and Exchange Commission

Amicus Briefs
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