Court: United States Court of Appeals for the Second Circuit
Better Markets Position: Arguing in support of a challenge (by the petitioners) to the SEC’s Regulation Best Interest
Petitioners: XY Planning Network, LLC; Ford Financial Solutions, LLC; State of New York; State of California; State of Connecticut; State of Delaware; State of Maine; District of Columbia; State of New Mexico; and State of Oregon
v.
Respondents: United States Securities and Exchange Commission and Walter Clayton, in his official capacity as Chairman of the United States Securities and Exchange Commission